EU Market Abuse Awareness

DESCRIPTION

Gain a clear understanding of Market Abuse and its impact with CPD First’s interactive e-learning course. Suitable for all employees and available in English, this course covers the key concepts of Market Abuse, the main themes within the Market Abuse Regulation (MAR) and Criminal Sanctions for Market Abuse Directive (CS MAD), and the serious impact non-compliance can have on you or your organisation. Modules include Background, Scope, Inside Information, Market Abuse Indicators, Additional Issues, Safe Harbours, Sanctions & Penalties, Control Framework, and Reporting.

OBJECTIVES

There are 3 core objectives of this interactive e-learning course:

1. You gain a basic understanding of the concept of Market Abuse and the different components it has

2. You Gain an appreciation of the main themes within the Market Abuse Regulation and Criminal Sanctions for Market Abuse Directive

3. We look at the potential impact that non compliance with the laws could have on you or your organization. This is quite important as it helps to put into perspective the seriousness of the offences outlined in the regulation and local transposition

1. Background
2. Scope
3. Inside Information
4. Market Abuse Indicators
5. Additional Issues
6. Safe Harbours
7. Sanctions & Penalties
8. Control Framework
9. Reporting

There is a 10 question knowledge check at the end of the e-learning course with a standard pass mark of 80% and unlimited attempts. The 10 questions are drawn randomly from a larger bank of questions. Each attempt will draw a different mix of questions

70 minutes + 10 minutes of questions.

The user will receive a certificate in pdf format upon successful completion of the e-learning course and knowledge check.

Each purchase is for a licence for a single user. The user has access to all the e-learning course material for 6 (six) months via our web based e-learning platform